Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Megan Bracey Resch | 4912832 | 2 | 05/27/2014 | Customer Dispute | Settled | $101,057.00 | $0.00 | See FINRA Report |
| Martin A Wissing | 4104765 | 1 | 09/17/2013 | Customer Dispute | Settled | $8,996.39 | $0.00 | See FINRA Report |
| Wayne Blackburn Glenn | 4752824 | 2 | 03/07/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Gregory Grevey | 2174155 | 1 | 09/11/2012 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| David Joel Brower | 4050317 | 1 | 08/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Arthur Raudat | 1844139 | 4 | 11/16/2011 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
| Philip Leonardo Platania | 5404208 | 4 | 07/28/2011 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Megan Bracey Resch | 4912832 | 2 | 02/08/2011 | Customer Dispute | Settled | $243,864.00 | $0.00 | See FINRA Report |
| Lester Provan Botkin | 2907918 | 1 | 12/15/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Terrence Hugh Gee | 1266030 | 3 | 11/12/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |