Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Murray Paul | 4648233 | 5 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Murray Paul | 4648233 | 5 | 05/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason M Burd | 6943622 | 4 | 08/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason M Burd | 6943622 | 4 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason M Burd | 6943622 | 4 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason M Burd | 6943622 | 4 | 07/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Jordan Lyons | 2296000 | 1 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Robert Stevens | 6106919 | 1 | 01/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Keith Scott | 4008437 | 1 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Ronald Hatfield | 2640818 | 3 | 07/15/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |