Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Jon Sartorius | 1056097 | 2 | 03/06/2009 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Moshe Aronov | 2648519 | 2 | 02/20/2009 | Customer Dispute | Denied | $7,119.54 | $0.00 | See FINRA Report |
| Stephen Christopher North | 2089713 | 5 | 11/11/2008 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| Ryan Richard Poterack | 2065824 | 1 | 10/15/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Sean Errol Dehaan | 2108196 | 1 | 10/13/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Kenneth Lyons | 315393 | 2 | 09/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Michael Dahan | 2297087 | 2 | 09/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Ronald Hatfield | 2640818 | 3 | 08/25/2008 | Customer Dispute | Denied | $61,123.40 | $0.00 | See FINRA Report |
| James Irwin Mason | 1156786 | 1 | 05/15/2008 | Customer Dispute | Settled | $65,901.20 | $0.00 | See FINRA Report |
| Kevin Joseph Ross | 2185992 | 2 | 05/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |