Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Gonzalez | 4718696 | 1 | 08/05/2015 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Douglas P Duerr | 4471815 | 1 | 03/16/2015 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Ronald Eugene Fisher | 2420612 | 1 | 02/23/2015 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| John Gaynor Venne | 5024644 | 1 | 02/11/2015 | Customer Dispute | Denied | $17,448.00 | $0.00 | See FINRA Report |
| Michael Joseph Sharp | 2377718 | 3 | 10/29/2014 | Customer Dispute | Settled | $23,300.00 | $0.00 | See FINRA Report |
| William Snuggerud | 4068469 | 2 | 10/29/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Thomas Barnette | 1614462 | 1 | 07/18/2014 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Megan Bracey Resch | 4912832 | 2 | 05/27/2014 | Customer Dispute | Settled | $101,057.00 | $0.00 | See FINRA Report |
| Martin A Wissing | 4104765 | 1 | 09/17/2013 | Customer Dispute | Settled | $8,996.39 | $0.00 | See FINRA Report |
| Gary Michael Pryka | 1459062 | 1 | 06/21/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |