Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Charles Champagne | 4169488 | 10 | 09/20/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Champagne | 4169488 | 10 | 10/31/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Lane Smith | 2924147 | 2 | 04/16/2018 | Customer Dispute | Denied | $33,051.00 | $0.00 | See FINRA Report |
| Gordon Andrew Robinson | 2300158 | 1 | 10/12/2017 | Customer Dispute | Settled | $101,510.00 | $0.00 | See FINRA Report |
| Steven Charles Champagne | 4169488 | 10 | 11/21/2016 | Customer Dispute | Settled | $164,772.00 | $0.00 | See FINRA Report |
| Steven Blaine Cunningham | 5276333 | 1 | 11/10/2016 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Michael Herman Cunningham | 2499939 | 1 | 11/10/2016 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Judith Ann Tengler | 1514110 | 2 | 10/17/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Janet Marie Horowitz | 1398082 | 2 | 06/27/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Moshe Aronov | 2648519 | 2 | 08/05/2015 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |