Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Breault | 1161180 | 3 | 12/02/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Kupiec | 2624811 | 1 | 11/22/2002 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Sharp | 2377718 | 3 | 11/18/2002 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| Timothy Patrick Flynn | 2837132 | 4 | 11/13/2002 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Thomas William Dunn | 3162507 | 1 | 11/12/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Jay Cole | 1915922 | 4 | 10/01/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Jay Cole | 1915922 | 4 | 09/16/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rodney Lynn Meyer | 2270618 | 1 | 09/13/2002 | Customer Dispute | Settled | $14,805.00 | $0.00 | See FINRA Report |
| Tyler Scott Christenson | 2898631 | 2 | 08/20/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Anthony Newbould | 2874327 | 2 | 08/12/2002 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |