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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 91-100 out of 168 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Charles Albert McGlynn4352146105/01/2008Customer DisputeDenied$39,053.00$0.00See FINRA Report
Christopher R Camburn4070339204/18/2008Customer DisputeSettled$300,000.00$0.00See FINRA Report
James Alan Turk4619653304/01/2008Customer DisputeDenied$15,934.00$0.00See FINRA Report
Galina Kolossovsky4389205203/31/2008Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Christopher R Camburn4070339203/05/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Ray Young1015548402/20/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Kevin Joseph Ross2185992202/19/2008Customer DisputeSettled$1,280,000.00$0.00See FINRA Report
Timothy Christian Drumm4232468102/06/2008Customer DisputeDenied$6,973.21$0.00See FINRA Report
Ray Young1015548402/05/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Ray Young1015548401/22/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report

168 Results

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