Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Athishay Gangadharan | 5531128 | 2 | 04/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Charles West | 1735378 | 5 | 01/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Girish Prakash Navare | 5901641 | 2 | 07/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Louis Martucci | 3056333 | 1 | 03/25/2014 | Customer Dispute | Denied | $133,769.00 | $0.00 | See FINRA Report |
| Garren J Decker | 1961005 | 1 | 01/21/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 02/15/2013 | Customer Dispute | Settled | $59,931.00 | $0.00 | See FINRA Report |
| Scott Bennett Sade | 1069305 | 5 | 02/11/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Morris Nathan Symson | 441596 | 3 | 08/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 05/11/2011 | Customer Dispute | Closed-No Action | $133,378.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 02/14/2011 | Customer Dispute | Closed-No Action | $17,500.00 | $0.00 | See FINRA Report |