Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Roland Valenzuela | 2280224 | 16 | 03/16/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Brian C Duttera | 1663644 | 3 | 12/31/1998 | Customer Dispute | Settled | $244,425.00 | $0.00 | See FINRA Report |
| Mark David Yadron | 1520648 | 8 | 05/19/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian C Duttera | 1663644 | 3 | 10/17/1994 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Scott Bennett Sade | 1069305 | 5 | 08/09/1994 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| David Marc Mizrahi | 704712 | 5 | 11/05/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |