Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Marc Mizrahi | 704712 | 5 | 02/07/2005 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| David Michael Combs | 2738188 | 4 | 06/23/2003 | Customer Dispute | Settled | $10,379.50 | $0.00 | See FINRA Report |
| Glen Arthur Turner | 2503850 | 5 | 03/05/2003 | Customer Dispute | Settled | $32,275.00 | $0.00 | See FINRA Report |
| Jody Gail Zirn | 2634404 | 2 | 12/20/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dennis William Laughlin | 1230817 | 2 | 07/23/2001 | Customer Dispute | Settled | $8,832.56 | $0.00 | See FINRA Report |
| David Michael Combs | 2738188 | 4 | 02/20/2001 | Customer Dispute | Settled | $81,974.90 | $0.00 | See FINRA Report |
| Jack Charles West | 1735378 | 5 | 09/25/2000 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mark David Yadron | 1520648 | 8 | 06/17/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Charles West | 1735378 | 5 | 03/21/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Charles West | 1735378 | 5 | 02/09/2000 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |