Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew David Raves | 5615774 | 8 | 10/10/2018 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 07/23/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Justin Walt Parker | 4364398 | 4 | 07/23/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 08/24/2017 | Customer Dispute | Settled | $9,500,000.00 | $0.00 | See FINRA Report |
| Justin Walt Parker | 4364398 | 4 | 08/24/2017 | Customer Dispute | Settled | $9,500,000.00 | $0.00 | See FINRA Report |
| Mark David Yadron | 1520648 | 8 | 02/03/2017 | Customer Dispute | Settled | $5,095.35 | $0.00 | See FINRA Report |
| Mark David Yadron | 1520648 | 8 | 12/13/2016 | Customer Dispute | Settled | $8,983.26 | $0.00 | See FINRA Report |
| David Marc Mizrahi | 704712 | 5 | 05/07/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 02/15/2013 | Customer Dispute | Settled | $59,931.00 | $0.00 | See FINRA Report |
| Scott Bennett Sade | 1069305 | 5 | 02/11/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |