Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julie-Anne Lewis | 4311609 | 1 | 09/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Teal | 4695831 | 1 | 05/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack Charles West | 1735378 | 5 | 07/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Louis Martucci | 3056333 | 1 | 03/25/2014 | Customer Dispute | Denied | $133,769.00 | $0.00 | See FINRA Report |
| Garren J Decker | 1961005 | 1 | 01/21/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Morris Nathan Symson | 441596 | 3 | 08/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin William Belanger | 5293459 | 4 | 08/17/2010 | Customer Dispute | Denied | $83,500.00 | $0.00 | See FINRA Report |
| Dennis William Laughlin | 1230817 | 2 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian William Laughlin | 2621524 | 1 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Brendan McCarthy | 3060295 | 1 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |