Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glen Arthur Turner | 2503850 | 5 | 07/19/2002 | Customer Dispute | Denied | $373,000.00 | $0.00 | See FINRA Report |
| Glen Arthur Turner | 2503850 | 5 | 04/17/2002 | Customer Dispute | Withdrawn | $900,000.00 | $0.00 | See FINRA Report |
| Glen Arthur Turner | 2503850 | 5 | 01/15/2002 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |
| Dennis William Laughlin | 1230817 | 2 | 07/23/2001 | Customer Dispute | Settled | $8,832.56 | $0.00 | See FINRA Report |
| Brian C Duttera | 1663644 | 3 | 06/11/2001 | Customer Dispute | Denied | $114,700.00 | $0.00 | See FINRA Report |
| David Michael Combs | 2738188 | 4 | 02/20/2001 | Customer Dispute | Settled | $81,974.90 | $0.00 | See FINRA Report |
| Jack Charles West | 1735378 | 5 | 09/25/2000 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mark David Yadron | 1520648 | 8 | 06/17/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Charles West | 1735378 | 5 | 03/21/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Charles West | 1735378 | 5 | 02/09/2000 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |