Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Kenneth Vigil | 2999210 | 1 | 04/19/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wesley Derek Oglesby | 4444189 | 2 | 04/19/2007 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Scott Bennett Sade | 1069305 | 5 | 09/12/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David Marc Mizrahi | 704712 | 5 | 05/31/2005 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| David Marc Mizrahi | 704712 | 5 | 02/07/2005 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| David Michael Combs | 2738188 | 4 | 11/02/2004 | Customer Dispute | Pending | $70,289.40 | $0.00 | See FINRA Report |
| David Michael Combs | 2738188 | 4 | 06/23/2003 | Customer Dispute | Settled | $10,379.50 | $0.00 | See FINRA Report |
| Glen Arthur Turner | 2503850 | 5 | 03/05/2003 | Customer Dispute | Settled | $32,275.00 | $0.00 | See FINRA Report |
| Jody Gail Zirn | 2634404 | 2 | 12/20/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ricardo Mark Montejano | 1275284 | 1 | 09/06/2002 | Customer Dispute | Closed-No Action | $641,000.00 | $0.00 | See FINRA Report |