Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Lyman Ursrey | 2554203 | 3 | 02/18/2009 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Glen Arthur Turner | 2503850 | 5 | 02/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse David Bayarena | 4129147 | 1 | 11/18/2008 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Anthony Joseph Landi | 2865410 | 3 | 09/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Mason Bartenstein | 2503260 | 1 | 07/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Landi | 2865410 | 3 | 06/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles L Palmer | 4783503 | 2 | 05/05/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Landi | 2865410 | 3 | 04/21/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Matthew Robert West | 2667878 | 1 | 06/18/2007 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| David Michael Combs | 2738188 | 4 | 06/18/2007 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |