Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Roland Valenzuela | 2280224 | 16 | 05/11/2011 | Customer Dispute | Closed-No Action | $133,378.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 02/14/2011 | Customer Dispute | Closed-No Action | $17,500.00 | $0.00 | See FINRA Report |
| Benjamin William Belanger | 5293459 | 4 | 08/17/2010 | Customer Dispute | Denied | $83,500.00 | $0.00 | See FINRA Report |
| Dennis William Laughlin | 1230817 | 2 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian William Laughlin | 2621524 | 1 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Brendan McCarthy | 3060295 | 1 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Bennett Sade | 1069305 | 5 | 10/27/2009 | Customer Dispute | Settled | $976,000.00 | $0.00 | See FINRA Report |
| Dee N Buckminster | 4230591 | 1 | 05/27/2009 | Customer Dispute | Denied | $11,125.00 | $0.00 | See FINRA Report |
| Wesley Derek Oglesby | 4444189 | 2 | 04/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Bennett Sade | 1069305 | 5 | 03/09/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |