Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark David Yadron | 1520648 | 8 | 12/13/2016 | Customer Dispute | Settled | $8,983.26 | $0.00 | See FINRA Report |
| Julie-Anne Lewis | 4311609 | 1 | 09/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Teal | 4695831 | 1 | 05/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack Charles West | 1735378 | 5 | 07/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Marc Mizrahi | 704712 | 5 | 05/07/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Louis Martucci | 3056333 | 1 | 03/25/2014 | Customer Dispute | Denied | $133,769.00 | $0.00 | See FINRA Report |
| Garren J Decker | 1961005 | 1 | 01/21/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 02/15/2013 | Customer Dispute | Settled | $59,931.00 | $0.00 | See FINRA Report |
| Scott Bennett Sade | 1069305 | 5 | 02/11/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Morris Nathan Symson | 441596 | 3 | 08/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |