Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Walt Parker | 4364398 | 4 | 03/18/2021 | Customer Dispute | Closed-No Action | $280,000.00 | $0.00 | See FINRA Report |
| Theodore Charles Horowitz | 2529174 | 1 | 03/01/2021 | Customer Dispute | Denied | $7,796.13 | $0.00 | See FINRA Report |
| Zachary Butler | 4458579 | 1 | 01/05/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark David Yadron | 1520648 | 8 | 10/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 09/18/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 09/17/2020 | Customer Dispute | Settled | $104,000.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 06/22/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Athishay Gangadharan | 5531128 | 2 | 06/03/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 05/29/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 12/12/2019 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |