Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capulent LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Sean Christopher Lawson | 2536371 | 2 | 12/03/2003 | Customer Dispute | Settled | $62,700.00 | $0.00 | See FINRA Report |
Sean Christopher Lawson | 2536371 | 2 | 11/01/2002 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |