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FINRA Broker Disclosures for Capulent LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capulent LLC. Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carrington Miles Carrington5094915510/28/2013CriminalFinal Disposition$0.00$0.00See FINRA Report
Kyle Edward Shelley7438167101/22/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Carrington Miles Carrington5094915506/23/1999CriminalOn Appeal$0.00$0.00See FINRA Report
Carrington Miles Carrington5094915506/24/1996CriminalFinal Disposition$0.00$0.00See FINRA Report
Carrington Miles Carrington5094915502/09/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
Edward Eric Fernandez2956661109/12/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Carrington Miles Carrington5094915511/11/1990CriminalFinal Disposition$0.00$0.00See FINRA Report

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