Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Griffin Blackburn | 5952716 | 1 | 01/26/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Janice G Henning | 6173410 | 1 | 01/25/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leslie George Markus | 2688964 | 5 | 01/23/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clayborn Armstrong | 7368772 | 1 | 01/19/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lori F Copeland | 6437019 | 1 | 01/18/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Derek Lee Copeland | 4347572 | 1 | 01/18/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew B Day | 2486571 | 10 | 01/18/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Deeter | 6016515 | 2 | 01/17/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ayaz Mazhar Syed | 7028711 | 1 | 01/17/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharon M Consoli | 6564052 | 1 | 01/13/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |