Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tommie Jacob Goggans | 3235292 | 4 | 02/17/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Tommie Jacob Goggans | 3235292 | 4 | 05/03/2019 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Tommie Jacob Goggans | 3235292 | 4 | 03/02/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tommie Jacob Goggans | 3235292 | 4 | 01/24/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |