Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Robert Whittington | 1098629 | 3 | 05/22/2017 | Customer Dispute | Denied | $40,099.10 | $0.00 | See FINRA Report |
| William Kenneth Jobes | 258753 | 1 | 09/03/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Robert Whittington | 1098629 | 3 | 03/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robert Whittington | 1098629 | 3 | 11/04/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |