Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pimco Investments LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michele Deborah Weinberger | 5236755 | 3 | 02/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Francis Gengo | 2493825 | 1 | 01/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michele Deborah Weinberger | 5236755 | 3 | 11/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michele Deborah Weinberger | 5236755 | 3 | 05/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |