Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pimco Investments LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Christopher Smith | 2843174 | 1 | 10/07/2003 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Theodore Randolph Moran | 2266921 | 1 | 03/07/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |