Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pimco Investments LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michele Deborah Weinberger | 5236755 | 3 | 02/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Francis Gengo | 2493825 | 1 | 01/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michele Deborah Weinberger | 5236755 | 3 | 11/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juan Jose Herrera | 7098666 | 1 | 12/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Victor Brull | 6164376 | 1 | 02/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michele Deborah Weinberger | 5236755 | 3 | 05/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tigran Kazaryan | 4905621 | 1 | 10/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Brian Mahoney | 5360089 | 1 | 05/25/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Christopher Smith | 2843174 | 1 | 10/07/2003 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| John Ara Nersesian | 1027427 | 1 | 04/11/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |