Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mcdermott Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Alan Horning | 2311640 | 6 | 12/30/2009 | Customer Dispute | Settled | $762,500.00 | $0.00 | See FINRA Report |