Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cion Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jodi A Hopkinson | 2898349 | 1 | 01/23/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Lawrence McCarthy | 5925293 | 1 | 12/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |