Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Joseph Deangelo | 4204841 | 5 | 08/04/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Philip Joseph Deangelo | 4204841 | 5 | 05/14/2012 | Customer Dispute | Closed-No Action | $53,000.00 | $0.00 | See FINRA Report |
| Michael Richard Passante | 5396964 | 1 | 10/19/2011 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |
| Philip Joseph Deangelo | 4204841 | 5 | 10/19/2011 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |
| Charles Steven Yarnold | 5052329 | 1 | 10/19/2011 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Philip Joseph Deangelo | 4204841 | 5 | 03/30/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Philip Joseph Deangelo | 4204841 | 5 | 02/24/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |