Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intrepid Investment Bankers LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| W Michael Rosenberg | 1617639 | 1 | 10/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey Lynn Morin | 5649422 | 1 | 09/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Barry Freedman | 1616904 | 1 | 06/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |