Our Staff has compiled our research into a database of FINRA Broker Disclosures for DMG Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert Guntle | 819137 | 2 | 02/01/1994 | Customer Dispute | Award / Judgment | $43,559.10 | $3,000.00 | See FINRA Report |
| James Robert Guntle | 819137 | 2 | 05/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |