Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grady J Gaynor | 4098375 | 27 | 06/04/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 06/04/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 05/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 05/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 05/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 02/24/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 12/07/2020 | Customer Dispute | Settled | $5,708,630.00 | $0.00 | See FINRA Report |
| Kevin Michael Alerding | 6908516 | 2 | 12/07/2020 | Customer Dispute | Settled | $5,708,630.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 07/09/2020 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |