Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grady J Gaynor | 4098375 | 27 | 06/28/2022 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Alerding | 6908516 | 2 | 06/28/2022 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 12/14/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 11/19/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 09/20/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 08/06/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 08/06/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 08/06/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 08/03/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grady J Gaynor | 4098375 | 27 | 08/03/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |