Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James W Anadon | 6332486 | 1 | 06/30/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard Christopher Green | 2769630 | 2 | 07/04/2018 | Customer Dispute | Settled | $212,000.00 | $0.00 | See FINRA Report |
| Richard Christopher Green | 2769630 | 2 | 06/29/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Scott Jay Karl | 2868011 | 1 | 04/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |