Our Staff has compiled our research into a database of FINRA Broker Disclosures for T3 Trading Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Russell Jones | 2948251 | 1 | 03/16/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Warren Mirabelli | 3008496 | 1 | 11/16/2000 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Scott Jason Redler | 2680492 | 3 | 02/14/2000 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Scott Jason Redler | 2680492 | 3 | 04/28/1999 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Scott Jason Redler | 2680492 | 3 | 03/25/1999 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Anthony Peter Guarraci | 2906418 | 1 | 08/18/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Brett Nelson | 2215651 | 1 | 05/26/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles F Mehler | 4489930 | 1 | 04/06/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |