Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Arnold Scott | 1086020 | 1 | 03/11/2024 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Neal Kulin Miller | 823284 | 2 | 11/27/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neal Kulin Miller | 823284 | 2 | 08/26/2005 | Customer Dispute | Withdrawn | $14,307.70 | $0.00 | See FINRA Report |