Our Staff has compiled our research into a database of FINRA Broker Disclosures for Msec, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Kevin Taylor | 4357648 | 1 | 08/07/2002 | Customer Dispute | Denied | $27,740.00 | $0.00 | See FINRA Report |
| Alisa Anne Roth | 2153484 | 1 | 07/24/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Kyle Taylor | 3260885 | 2 | 05/17/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Brian Beauchemin | 2826028 | 1 | 02/19/2002 | Customer Dispute | Closed-No Action | $7,181.80 | $0.00 | See FINRA Report |
| Michael Paul Jeanfreau | 1884086 | 1 | 06/07/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |