Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Earl Brooks | 4507464 | 4 | 03/16/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Allen Johnson | 2008977 | 7 | 04/07/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Allen Johnson | 2008977 | 7 | 10/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |