Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Earl Brooks | 4507464 | 4 | 02/01/2023 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Martin Earl Brooks | 4507464 | 4 | 03/16/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Earl Brooks | 4507464 | 4 | 04/15/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin Earl Brooks | 4507464 | 4 | 04/14/2016 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Kurt Allen Johnson | 2008977 | 7 | 04/07/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Allen Johnson | 2008977 | 7 | 07/03/2003 | Customer Dispute | Denied | $50,921.30 | $0.00 | See FINRA Report |
| Kurt Allen Johnson | 2008977 | 7 | 12/17/2001 | Customer Dispute | Award / Judgment | $1,060,440.00 | $50,000.00 | See FINRA Report |
| Kurt Allen Johnson | 2008977 | 7 | 11/27/2000 | Customer Dispute | Denied | $54,478.00 | $0.00 | See FINRA Report |
| Kurt Allen Johnson | 2008977 | 7 | 10/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Allen Johnson | 2008977 | 7 | 12/22/1995 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |