Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ages Financial Services, Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Ellen Clayton | 1241917 | 3 | 08/21/1998 | Customer Dispute | Award / Judgment | $397,543.00 | $79,563.00 | See FINRA Report |
| Stanley Bernard Starr | 1391920 | 2 | 11/13/1995 | Customer Dispute | Award / Judgment | $0.00 | $21,305.00 | See FINRA Report |
| Stanley Bernard Starr | 1391920 | 2 | 01/31/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Wilfred Majane | 1752250 | 3 | 01/17/1995 | Customer Dispute | Settled | $109,782.00 | $0.00 | See FINRA Report |
| Paul Wilfred Majane | 1752250 | 3 | 08/30/1994 | Customer Dispute | Award / Judgment | $40,000.00 | $7,800.00 | See FINRA Report |
| Paul Wilfred Majane | 1752250 | 3 | 08/12/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Jay Dworetsky | 1158014 | 7 | 06/27/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Dworetsky | 1158014 | 7 | 10/21/1993 | Customer Dispute | Settled | $6,778.00 | $0.00 | See FINRA Report |
| Michael Jay Dworetsky | 1158014 | 7 | 06/22/1989 | Customer Dispute | Award / Judgment | $140,000.00 | $7,500.00 | See FINRA Report |
| Paul Richard Himmelstein | 733047 | 1 | 02/03/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |