Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ages Financial Services, Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernard Edward Nugent | 1209387 | 5 | 03/30/2011 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |
| James Robert Scott | 3228730 | 1 | 12/24/2008 | Customer Dispute | Closed-No Action | $26,000.00 | $0.00 | See FINRA Report |
| John Edward Rick | 1308740 | 3 | 11/25/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William Henry McCance | 1382957 | 2 | 12/16/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Malcolm Stuber | 855120 | 1 | 10/31/2005 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Gruneisen | 1690389 | 1 | 10/01/2004 | Customer Dispute | Pending | $9,637.00 | $0.00 | See FINRA Report |
| Bernard Edward Nugent | 1209387 | 5 | 09/02/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Dworetsky | 1158014 | 7 | 08/08/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael Jay Dworetsky | 1158014 | 7 | 06/04/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilder Douglas Carnes | 2891466 | 2 | 02/05/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |