Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reid Aaron Pierson | 7454384 | 3 | 06/21/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Reid Aaron Pierson | 7454384 | 3 | 03/14/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Candelario Mendoza | 3263024 | 1 | 05/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reid Aaron Pierson | 7454384 | 3 | 05/25/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Scott Sonnier | 3151399 | 2 | 10/31/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David William Vela | 1984682 | 3 | 10/31/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David William Vela | 1984682 | 3 | 01/01/2011 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Victor Scott Sonnier | 3151399 | 2 | 12/11/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David William Vela | 1984682 | 3 | 04/25/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |