Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fenics Execution, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Bisgay | 4424156 | 1 | 11/01/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Michael Paulson | 2862259 | 1 | 03/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard William Lutnick | 1157026 | 2 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Anzalone | 1161513 | 1 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
| Daniel I Berthiaume | 2613400 | 1 | 01/24/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard William Lutnick | 1157026 | 2 | 01/10/1992 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Anthony John Manzo | 1730936 | 1 | 04/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne Arthur Buchan | 3066610 | 1 | 02/03/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |