Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne E Fernow | 2159029 | 2 | 07/25/2024 | Customer Dispute | Pending | $225,000.00 | $0.00 | See FINRA Report |
| Wayne E Fernow | 2159029 | 2 | 12/20/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Russell Knightly | 1293040 | 2 | 09/27/2004 | Customer Dispute | Closed-No Action | $10,100.00 | $0.00 | See FINRA Report |
| Thomas Russell Knightly | 1293040 | 2 | 08/30/2004 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |