Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Clare Tubbergen | 2505625 | 5 | 01/14/2008 | Customer Dispute | Settled | $242,000.00 | $0.00 | See FINRA Report |
| Dennis Clare Tubbergen | 2505625 | 5 | 03/20/2003 | Customer Dispute | Settled | $111,477.00 | $0.00 | See FINRA Report |