Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 10 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jay Master20521832503/15/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Jay Master20521832512/21/2011Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Jay Master20521832511/18/2011Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Jay Master20521832508/15/2011Customer DisputeSettled$5,000.00$0.00See FINRA Report
Jay Master20521832502/17/2011Customer DisputeSettled$300,000.00$0.00See FINRA Report
Jay Master20521832502/14/2011Customer DisputeSettled$2,100,000.00$0.00See FINRA Report
Jay Master20521832501/19/2011Customer DisputeSettled$1,500,000.00$0.00See FINRA Report
Jay Master20521832512/30/2010Customer DisputeSettled$500,000.00$0.00See FINRA Report
Jay Master20521832512/23/2010Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Jay Master20521832512/16/2010Customer DisputeSettled$2,990,000.00$0.00See FINRA Report

23 Results

Display: