Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Richard Cladis | 47182 | 8 | 06/12/2007 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Nicholas Richard Cladis | 47182 | 8 | 02/02/2007 | Customer Dispute | Settled | $226,987.00 | $0.00 | See FINRA Report |
| Nicholas Richard Cladis | 47182 | 8 | 01/17/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Richard Cladis | 47182 | 8 | 12/04/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Richard Cladis | 47182 | 8 | 10/23/2006 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Nicholas Richard Cladis | 47182 | 8 | 10/10/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Richard Cladis | 47182 | 8 | 10/21/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Nicholas Richard Cladis | 47182 | 8 | 04/03/2001 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |