Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citi Private Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alberto Magliozzi | 4774879 | 2 | 12/11/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Leonardo Stivelman | 5965265 | 1 | 06/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Einat Sadka | 4856186 | 1 | 01/21/2008 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Michael Warren Conrad | 5573510 | 1 | 04/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Josip S Antolos | 5029779 | 1 | 03/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Peter Muldoon | 4123357 | 2 | 11/01/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Andrew Goodrich | 4510618 | 1 | 11/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Mary Joseph Cooke | 2153994 | 1 | 10/26/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James Peter Muldoon | 4123357 | 2 | 09/04/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Noble Maxson | 4058561 | 1 | 04/12/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |