Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Lynn Burks | 1466048 | 2 | 03/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trent Tremayne Hughes | 3226348 | 2 | 04/14/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Lynn Burks | 1466048 | 2 | 03/30/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trent Tremayne Hughes | 3226348 | 2 | 04/10/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |