Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dharmesh Vora | 2629494 | 17 | 08/09/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Dharmesh Vora | 2629494 | 17 | 01/27/2023 | Customer Dispute | Pending | $480,510.00 | $0.00 | See FINRA Report |
| Dharmesh Vora | 2629494 | 17 | 01/08/2023 | Customer Dispute | Pending | $3,385,000.00 | $0.00 | See FINRA Report |
| Dharmesh Vora | 2629494 | 17 | 10/31/2022 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Dharmesh Vora | 2629494 | 17 | 09/02/2022 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Dharmesh Vora | 2629494 | 17 | 06/09/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Dharmesh Vora | 2629494 | 17 | 05/23/2022 | Customer Dispute | Closed-No Action | $165,000.00 | $0.00 | See FINRA Report |